This scheme primarily concerns proceedings involving administrative offset of debts owed to the United States arising from transactions with the Securities and Exchange Commission.
Note: The Securities and Exchange Commission did not participate in this survey. The information included in this database was derived from publicly available sources.
Comments/Notes on Adjudication Structure:
In this scheme some cases are initially heard by the Commission while others are heard by a "designee." After some research, it was not easily determinable as to who normally served as "designee." However, it appears that the "designee" is often an Administrative Law Judge borrowed from the SEC's Office of Administrative Law Judges.
Types of Adjudication:
Type B
Verified by Agency:
Not verified
Is this a Major Adjudication:
Yes