Are private parties permitted to have representation at hearings?:
Yes (All Types of Cases)
Who may serve as a private party representative?:
Either
About what percentage of private parties were represented at hearings (FY2013)?:
95.00%
Is the agency permitted to have representation at hearings?:
No
Regulations/rules of practice for hearings (please include CFR citations):
42 C.F.R. §§ 405.1835-1840. Provider representatives and Medicare contractors (not agency officials) appear at hearing
Other published guidance for hearings (if any):
42 USC 1395x(v)(1)(A) and PRRB Rules (see website: cms.gov/regulations-and-guidance/review boards/prrb review)
Is discovery permitted by either party at the hearing-level stage?:
Yes (All Types of Cases)
Briefly describe the scope and type(s) of discovery available (e.g., depositions, interrogatories, etc.):
Depositions, interrogatories and document requests are allowed.
Are ex parte contacts prohibited?:
Yes (All Types of Cases)
Are parties provided notice of hearing?:
Yes (All Types of Cases)
How far in advance of the hearing date is notice typically provided?:
180 Days
What types of hearings are permitted at the hearing-level stage?:
Written (Document-Only) Hearing
In-Person
Phone
Written (Document-Only) Hearing:
20%
In-Person:
65%
Video:
0%
Phone:
10%
How is the type of hearing selected:
By Agency
By Private Party
Please describe:
Parties may request written or phone hearing but such method must be approved by Board chairperson and approvals are based on the nature of the case (legal vs. documentation), the number of witnesses, etc.
How many hearing officers preside at each hearing?:
Four or More
Is witness testimony permitted at hearings?:
Varies by Case
If "Varies by Case," please describe:
Witness testimony is permitted in in-person hearings. This question is not applicable to document-only hearings.
Can parties cross-examine witnesses?:
Varies by Case
If "Varies by Case," please describe:
Witness cross-examination is permitted in in-person hearings. This question is not applicable to document-only hearings.
Can third-parties submit amicus briefs and/or evidence?:
No
Are hearings recorded and/or transcribed?:
Yes
Are hearings open to the public?:
Varies by Case
If "Varies by Case," please describe:
In-person hearings are always open to the public. This question is not applicable to document-only hearings.
Who typically drafts the decision at the hearing-level stage?:
Staff Attorney
Other
If "Other," please specify (drafts):
PRRB/Office of Hearings Staff are responsible for drafting decisions based on Board Members determinations in decision conferences. Board Members review each draft and make changes as they deem necessary.
Do agency regulations or guidance provide time limits for issuance of final decisions?:
Yes (Some Types of Cases)
If "Yes," please specify these time limit(s):
Requests for Expedited Judicial Review (EJR) must be granted or denied within 30 days of receipt of a complete provider request, pursuant to 42 C.F.R. 105.1842(e)(3)(i). All other decisions issued by the PRRB have no regulatory or statutory deadline for issuance.
About how long does it take on average—as of FY2013—to adjudicate claims/cases at the hearinglevel stage (i.e., from case filing:
1 095 Days
Is judicial review available after issuance of a final decision?:
Yes (Some Types of Cases)
How are claims/cases processed at the hearing-level stage?:
Differentiated Case Management
Please briefly describe your case management practice(s) at the hearing level stage:
OH utilizes combination of scheduling techniques including "first in- first out," accelerated hearing requests, scheduling/grouping by issue type and combining fiscal year at issue, and taking requests of respective parties into consideration.
Does the agency permit web-based electronic filing of hearing-related briefs or other documents?:
No
Are final decisions published and/or posted on the agency website?:
Yes (All Decisions)
If "Yes (Some Decisions)," how does the agency determine which final decisions to publish/post? Please briefly describe:
PRRB substantive decision and non-interlocutory jurisdictional decisions pursuant to 42 CFR 405.1835 and 1840.
Do agency regulations/rules of practice specify the contents of the administrative record at the hearing-level stage?:
Yes (All Types of Cases)
If "Yes," please provide citation(s):
42 CFR 405.1865
Do agency regulations/rules of practice provide for closure of the record at the hearing-level stage (subject to applicable exce:
Yes (All Types of Cases)
If "Yes," please provide citation(s):
42 CFR 405.1875(c)(4)
Comments/Notes on Hearing-Level Process & Procedures (Optional):
In cases in which the CMS Administrator does not issue a decision affirming, reversing, or modifying a PRRB decision, judicial review is available. See 42 CFR 405.1877(a)(2).
Total # of Hearing Officers:
5
Is ADR available at one or more points during the hearing process?:
Yes
If "Yes," when is ADR available?:
Pre-Hearing
Is ADR a mandatory or voluntary process?:
Voluntary
What type(s) of ADR are available?:
Mediation
Who conducts the ADR?:
Other
If "Other," please specify::
Board Staff members trained in ADR process mediate independently from Board member decision making process.
Regulations/rules of practice governing ADR process (please include CFR citations):
PRRB Rule 43
Comments/Notes on ADR Statistics (Optional):
Traditionally, 90 to 95 percent of issues settle at mediation or thereafter without the need for hearing. Cases which are mediated often contain large groups of issues and providers. Particular issues may be withdrawn, settled, or transferred to other appeals.
Total # Cases Filed/Opened (FY2013):
3 907
Total # Cases Decided/Closed (FY2013):
1 833
Total # Cases Pending (End of FY2013):
7 124
Does your agency maintain annual caseload statistics for this hearing office by case type (e.g., discrimination complaint, licen:
No
Verified by Agency:
Verified