Case Type Number: 
Statute (Common Name): 
Employment Retirement Income Security Act (ERISA)
Program Area: 
Regulatory Authorities (CFR): 
29 CFR Parts 2560, 2570, 2571
Filed By: 
Federal Agency
Brief Description of Case Type: 
Civil money penalties on employee benefit plan administrators for failure to comply with ERISA's reporting and disclosure requirements, or for breach of fiduciary responsibilities. Note: Administrative appeals are to the Assistant Secretary for Employee Benefits Security.
Relief Available in Actions Filed by Agency: 
Cease and Desist Order
Civil (Monetary) Penalty
Verified by Agency: