Which party (or parties) is/are permitted to file appeals with this office?:
Either
Are private parties permitted to have representation at appeal hearings?:
Yes (All Types of Cases)
Who may serve as a private party representative?:
Either
About what percentage of private parties were represented at hearings (FY2013)?:
90.00%
Is the agency permitted to have representation at appeal hearings?:
Yes (All Types of Cases)
Who may serve as an agency representative?:
Attorney
Are ex parte contacts prohibited?:
Yes (All Types of Cases)
Regulations/rules of practice for appeal hearings (please include CFR citations):
29 CFR 2200 Subpart F
What types of hearings are permitted on appeals adjudicated by this office?:
Written (Document-Only) Hearing
In-Person
Please provide the approximate percentage of each type of hearing relative to the total number of appeal hearings (FY2013)Written (Document-Only) Hearing:100%In-Person:0%Video:0%Phone:0%
How is the type of hearing selected for appeals heard by this office?:
By Agency
By Private Party
How many appeal officers preside at each hearing?:
Three
Is factual development permitted at the appellate hearing as a means of supplementing the record from below?:
Yes (Some Types of Cases)
Can third-parties submit amicus briefs and/or evidence?:
Adjudication Officer Discretion
Are appeal hearings recorded and/or transcribed?:
Yes
N/A (Document-Only Hearings)
Are appeal hearings open to the public?:
Varies by Case
If "Varies by Case," please describe:
For cases involving oral argument, the hearing is presumed open; however, for document-only cases, this question is not applicable.
Who typically drafts final decisions on appellate cases adjudicated by this office?:
Staff Attorney
Do agency regulations or guidance provide time limits for issuance of final decisions on appellate cases?:
No
About how long does it take on average—as of FY2013—to adjudicate appeals by this office?:
272 Days
Is judicial review available after issuance of a final decision on appellate cases adjudicated by this office?:
Yes (All Types of Cases)
How are claims/cases processed at this appellate office?:
Other
Please briefly describe your case management practice(s) at this office:
Cases are processed in a first-in/first-out basis, unless a case has been expedited. In such instance, the expedited case takes precedence on the Commission's docket.
Does the agency permit web-based electronic filing of briefs or other documents in cases adjudicated by this appellate office?:
No
Are final decisions issued by this appellate office published and/or posted on the agency website?:
Yes (All Decisions)
Do agency regulations/rules of practice specify the contents of the administrative record on appeals heard by this office?:
No
Do agency regulations/rules of practice provide for closure of the record on appeals heard by this office?:
No
Comments/Notes on Appellate Process & Procedures (Optional):
OSHRC provides the forum for disputes between the Department of Labor and individuals/companies.
"Review by the Commission is not a right. A Commissioner may, as a matter of discretion, direct review on his own motion or on the petition of a party." 29 CFR 2200.91(a)
In special circumstances, upon application of a party or intervenor, or on the Commission's own motion, and after 3 days notice, the Commission may waive any rule or make orders as justice or administration of the Occupational Safety & Health Act of 1970 requires.
Filing is permitted via e-mail, in addition to paper filings.
Total # of Appeal Officers:
3
Is ADR available at one or more points for appellate cases heard by this office?:
No
Total # Cases Filed/Opened (FY2013):
25
Total # Cases Decided/Closed (FY2013):
20
Total # Cases Pending (End of FY2013):
36
Setting aside budgetary or legislative constraints (if any), does your agency have a "wish list" of processes or procedures (e.g:
The Commission would like to develop Alternative Dispute Resolution processes.
The Commission is in the process of developing e-filing. Setting up the process and choosing a vendor has been a cumbersome process, and e-filing itself has been unevenly established throughout the government. The Commission would like to see a centralized process/clearinghouse through which to set up e-filing.
Verified by Agency:
Verified