Which party (or parties) is/are permitted to file appeals with this office?:
Private Party
Are private parties permitted to have representation at appeal hearings?:
Yes (All Types of Cases)
Who may serve as a private party representative?:
Either
Is the agency permitted to have representation at appeal hearings?:
N/A (e.g., Agency Not Party to Hearing)
Are ex parte contacts prohibited?:
Yes (All Types of Cases)
Regulations/rules of practice for appeal hearings (please include CFR citations):
42 CFR Part 405
Other published guidance for appeal hearings (if any):
http://www.hhs.gov/dab/divisions/medicareoperations/index.html
http://www.hhs.gov/dab/divisions/medicareoperations/medicare_appeals-procedures.html
http://www.hhs.gov/dab/divisions/medicareoperations/reconsiderationqic.html
http://www.hhs.gov/dab/divisions/medicareoperations/dismissalqic.html
http://www.hhs.gov/dab/divisions/medicareoperations/undecided.html
What types of hearings are permitted on appeals adjudicated by this office?:
Written (Document-Only) Hearing
In-Person
Video
Please provide the approximate percentage of each type of hearing relative to the total number of appeal hearings (FY2013)Written (Document-Only) Hearing:100%
How is the type of hearing selected for appeals heard by this office?:
Depends on Nature of Case/Claim
If "Depends on Nature of Case/Claim", please describe:
A party may request an oral argument. The Council will grant a request for oral argument if it decides that the case raises an important question of law, policy or fact that cannot be readily decided based on the written submissions. See 42 CFR 405.1124.
How many appeal officers preside at each hearing?:
Four or More
Is factual development permitted at the appellate hearing as a means of supplementing the record from below?:
Yes (Some Types of Cases)
Can third-parties submit amicus briefs and/or evidence?:
No
Are appeal hearings recorded and/or transcribed?:
Yes
N/A (Document-Only Hearings)
Are appeal hearings open to the public?:
Varies by Case
If "Varies by Case," please describe:
Hearings are always closed. This question is not applicable to document-only hearings.
Who typically drafts final decisions on appellate cases adjudicated by this office?:
Adjudication Officer
Staff Attorney
Do agency regulations or guidance provide time limits for issuance of final decisions on appellate cases?:
Yes (All Types of Cases)
If "Yes," please specify these time limit(s):
When the Council reviews an ALJ's decision, the Council must issue a final decision or dismissal order or remands a case to the ALJ within 90 days of the receipt of the request for review. 42 CFR 405.1100(c).
If the appeal is escalated from the ALJ level to the Council, the Council will issue a final decision or dismissal order or remand a case to the ALJ within 180 days of the receipt of the request for escalation. 42 CFR 405.1100(d).
About how long does it take on average—as of FY2013—to adjudicate appeals by this office?:
214 Days
Is judicial review available after issuance of a final decision on appellate cases adjudicated by this office?:
Yes (All Types of Cases)
How are claims/cases processed at this appellate office?:
Other
Please briefly describe your case management practice(s) at this office:
Due to the number of pending appeals with the Council and increased requests for review, the Council gives priority to beneficiary appeals.
Does the agency permit web-based electronic filing of briefs or other documents in cases adjudicated by this appellate office?:
No
Are final decisions issued by this appellate office published and/or posted on the agency website?:
Yes (Some Decisions)
If "Yes (Some Decisions)," how does the agency determine which final decisions to publish/post? Please briefly describe:
The Council publishes its decisions online at, http://www.hhs.gov/dab/divisions/medicareoperations/macdecisions/mac_decisions.html.
Do agency regulations/rules of practice specify the contents of the administrative record on appeals heard by this office?:
No
Do agency regulations/rules of practice provide for closure of the record on appeals heard by this office?:
No
Comments/Notes on Appellate Process & Procedures (Optional):
Regarding agency representation at appeal hearings, note that regulations permit CMS or its contractors to be party to a hearing. See 42 CFR 405.1012.
Total # of Appeal Officers:
4
Information About Appeal Officer:
Adjudication Officer Title | Job Series | Pay Plan | Pay Range | Are persons in this position subject to performance evaluation? | Are persons in this position employed full-time as adjudication officers? | If "No", briefly describe other duties: | Are persons in this position subject to quality control measures or production goals? | If "Yes," briefly describe: |
---|---|---|---|---|---|---|---|---|
Administrative Appeals Judge | 0930-Hearings and Appeals Series | AA | 01-06 | Yes | Yes | Yes | Administrative Appeals Judges' performance measures include written work product (i.e., decisions) requirements. | |
Appeals Officer | 0905-Gen'l Attorney Series | GS | 13-15 | Yes | No | Appeals Officers also provide advice and assistance to the Administrative Appeals Judges. | Yes | Appeals Officers' performance measures include written work product (i.e., decisions) requirements. |
Comments/Notes on Appellate Adjudicators (Optional):
The Council is comprised of 4 Administrative Appeals Judges. Currently, the Chair has re-delegated certain authorities delegated by the HHS Secretary under the Social Security Act, to 5 Appeals Officers.
Is ADR available at one or more points for appellate cases heard by this office?:
Yes
If "Yes," when is ADR available?:
Pre-Hearing
Post-Hearing
Is ADR a mandatory or voluntary process?:
Voluntary
What type(s) of ADR are available?:
Mediation
If "Other," please specify::
http://www.hhs.gov/dab/divisions/adr/index.html
Who conducts the ADR?:
Third-Party Neutral
Regulations/rules of practice governing ADR process (please include CFR citations):
http://www.hhs.gov/dab/divisions/adr/standards/standards.html
Other published guidance on ADR process (if any)::
http://www.hhs.gov/dab/divisions/adr/mediation/process.html
For Fiscal Year 2013, please provide the following annual ADR statistics:
ADR Type or Case Type |
---|
None |
Total # Cases Filed/Opened (FY2013):
4,277
Total # Cases Decided/Closed (FY2013):
2,591
Total # Cases Pending (End of FY2013):
4,637
Does your agency maintain annual caseload statistics for this hearing office by case type (e.g., discrimination complaint, licen:
Yes
If "Yes," please indicate preferred format below.:
By providing case type statistics on this form
Supplementary Caseload Statistics by Case Type:
Case Type | Total # Cases Filed/Opened (FY2013) | Total # Cases Decided/Closed (FY2013) | Total # Cases Pending (End of FY2013) |
---|---|---|---|
Entitlement & IRMAA | 46 | 42 | 22 |
Parts A & B | 3 775 | 2 249 | 4 253 |
Parts C & D | 419 | 299 | 362 |
Verified by Agency:
Verified